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    Please use this identifier to cite or link to this item: http://ir.lib.ncu.edu.tw/handle/987654321/71902

    Title: 從吹哨者法制論內線交易防止制度的再設計;Rebuilding insider trading prevention system by whistleblower law
    Authors: 林詠晨;Lin,Yung-Chen
    Contributors: 產業經濟研究所
    Keywords: 內線交易;吹哨者保護;公益揭露;insider trading;whistleblower protection;public disclosure
    Date: 2016-08-01
    Issue Date: 2016-10-13 14:02:45 (UTC+8)
    Publisher: 國立中央大學
    Abstract: 長久以來,我國社會大眾皆認為我國對內線交易嚇阻與偵查成效不彰。儘管我國於1988年於證券交易法中明訂禁止內線交易並對其課以刑責,刑責也逐年加重,但我國內線交易的情形仍然層出不窮。特別是與美日比較後可發現我國的內線交易無論是案件數或定罪率皆遠低於美日兩國。但就刑責與其他國家比較可以發現,我國刑責並無明顯過輕的問題。顯然重刑化政策對於內線交易之嚇阻能力不足。
    ;The deterrence and investigation of insider trading are believed ineffective by society for a long time in Taiwan. Though Securities and Exchange Act has forbade and criminalized insider trading since 1988, and the sentence of insider trading has increased yearly. But insider trading in Taiwan emerges in endlessly still. Comparing with the United States and Japan, the number of cases filed and the rate of guilty are way lower than these countries, but the criminal liability is not. Obviously the policy of severe punishment can not deter insider trading.
    As the researches before indicate the most effective way to deter white-coller crime is increasing the rate of being punishment. But there is a limitation with the public sector; we must find another effective way. This article believes the long ignored whistleblower is an effective way to breakthrough the predicament above, and the most effective way to strengthen the insider trading prohibition in Taiwan. This article discusses the whistleblower protection act in United States, Japan, and the Commonwealth; also analyze the current whistleblower protection law in Taiwan. The goal of this article is bring a new way to build a sound securities market in Taiwan.
    Appears in Collections:[產業經濟研究所] 博碩士論文

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