博碩士論文 974204012 詳細資訊




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姓名 林日侖(Jih-Lun Lin)  查詢紙本館藏   畢業系所 產業經濟研究所
論文名稱 專利拍賣實證分析:以Ocean Tomo Auction為例
(The Empirical Study of Patent Auction:Cases of Ocean Tomo Auction)
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摘要(中) 過去專利的交易通常是專利所有人與專利購買人在私下進行的,缺乏完善的交易機制,不過近年來興起了一種新的專利銷售方式,即現場專利拍賣。因此本研究嘗試以Heckman sample selection model,去探討專利特性變數與拍賣變數,對現場專利拍賣的成交機率與可信度(成交價/預期價值)的影響。其中拍賣資料來自於Ocean Tomo, LLC所舉行的7場Live IP Auction,而專利資訊則來自於Delphion專利全文資料庫。
其實證結果顯示出,在專利特性變數方面,專利被引證、專利技術範圍、專利的年齡等,和過去探討專利價值的文獻呈現一致的看法。此外專利若為複數發明者所研發,也會有較高的成交機率與可信度。再者,申請專利範圍中的獨立項增加會提升成交機率與可信度;但是附屬項卻對沒什麼影響,甚至可能會降低成交機率。其次,專利家族中含有EPO的專利,將會有較高的可信度,但是有日本的專利,卻會降低可信度。最後,本研究得出了專利引證會降低可信度的結果,和過去文獻有相異的看法。而在拍賣變數方面,專利組合中的專利數越多,成交機率和可信度也越低。而當專利組合成功賣出,會顯著提高下一個專利組合的成交機率。
摘要(英) In the past, the transaction of patent is mostly proceed privately between the patent owner and the patent purchaser; hence the trading mechanism was somehow imperfect. However, a new way of patent sales has risen recent years, which is called live patent auction. In this research we try to use the Heckman sample selection model to discover the influence on patent characteristic variable and auction variable to reliability (selling price/ expected value) and probability of sale in live patent auctions. The auction data are from seven Live IP Auction of Ocean Tomo, LLC, and the patent information is from Delphion Patent Search Forms.
The research has showed that in the patent characteristic variable, such as forward citation, patent scope and patent age; share the same idea with the early literature of patent value. In addition, if the patent was developed by multiple inventors, it has higher reliability and probability of sale. Moreover, the increase of independent claim will rise the reliability and probability of sale, however, it doesn’t show a lot of effect on dependent claim, and it may even decrease the probability of sale. Furthermore, the patent family with patent of EPO has higher reliability, while the patent of Japan has the lower reliability. Finally, the research has concluded a different idea from the past literature, which shows the backward citation, will decrease the reliability. As to the auction variable, while there are more numbers of patents in the lot, the reliability and the probability of sale is getting lower. And when the lot has successfully sold, it will rise the probability of sale of the next lot significantly.
關鍵字(中) ★ 專利拍賣
★ 專利價值
★ Heckman sample selection model
關鍵字(英) ★ Heckman sample selection model
★ patent auction
★ patent value
論文目次 摘要........................................ i
Abstract....................................ii
目錄.......................................iii
表目錄......................................iv
圖目錄......................................iv
一、緒論.....................................1
1.1 研究背景.................................1
1.2 研究目的.................................2
1.3 研究架構.................................2
二、文獻回顧.................................5
2.1 價值評估.................................5
2.2 評估指標.................................6
2.3 其他相關.................................9
三、研究方法................................11
四、資料與變數說明..........................13
4.1 研究對象與資料來源......................13
4.2 變數說明................................14
4.2.1 被解釋變數............................15
4.2.2 解釋變數..............................15
五、實證結果分析與討論......................22
5.1 實證結果分析............................22
5.1.1 Selection equation ...................22
5.1.2 Regression equation...................23
5.1.3 模型適用性............................24
5.2 討論....................................24
六、結論與建議..............................27
6.1 結論....................................27
6.2 研究限制與未來研究方向..................27
參考文獻....................................29
參考文獻 一、英文部分
Bessen, James. 2008. “The Value of U.S. Patents by Owner and Patent Characteristics.” Research Policy, 37(5): 932-45.
Deng, Yi. 2007. “Private Value of European Patents.” European Economic Review, 51(7): 1785-812.
Guellec, Dominique, and Bruno van Pottelsberghe de la Potterie. 2000. “Applications, Grants and the Value of Patent.” Economics Letters, 69(1): 109-14.
Hall, Bronwyn H., Adam Jaffe, and Manuel Trajtenberg. 2005. “Market Value and Patent Citations.” The RAND Journal of Economics, 36(1): 16-38.
Harhoff, Dietmar, Frederic M. Scherer, and Katrin Vopel. 1999. “Citation Frequency and the Value of Patented Inventions.” The Review of Economics and Statistics, 81(3): 511-5.
Harhoff, Dietmar, Frederic M. Scherer, and Katrin Vopel. 2003. “Citations, Family Size, Opposition and the Value of Patent Rights.” Research Policy, 32(8): 1343-63.
Heckman, James J. 1979. “Sample Selection Bias as a Specification Error.” Econometrica, 47(1): 153-61.
Hegde, Deepak, and Bhaven Sampat. 2009. “Examiner Citations, Applicant Citations, and the Private Value of Patents.” Economics Letters, 105(3): 287-9.
Lanjouw, Jean O., Ariel Pakes, and Jonathan Putnam. 1998. “How to Count Patents and Value Intellectual Property: The Uses of Patent Renewal and Application Data.” The Journal of Industrial Economics, 46(4): 405-32.
Lanjouw, Jean O., and Mark Schankerman. 1997. “Stylized Fact of Patent Litigation: Value, Scope and Ownership.” National Bureau of Economic Research Working Paper 6297.
Lanjouw, Jean O., and Mark Schankerman. 2004. “Patent Quality and Research Productivity: Measuring Innovation with Multiple Indicators.” The Economic Journal, 114(495): 441-65.
Lerner, Joshua. 1994. “The Importance of Patent Scope: An Empirical Analysis.” The RAND Journal of Economics, 25(2): 319-33.
Malackowski, James E. 2006. “The Intellectual Property Marketplace: Past, Present and Future.” The John Marshall Review of Intellectual Property Law, 5(4): 605-16.
Reitzig, Markus. 2004. “Improving Patent Valuations for Management Purposes - Validating New Indicators by Analyzing Application Rationales.” Research Policy, 33(6-7): 939-57.
Sapsalis, Elefth?rios, Bruno van Pottelsberghe de la Potterie, and Ran Navon. 2006. “Academic Versus Industry Patenting: An In-depth Analysis of What Determines Patent Value.” Research Policy, 35(10): 1631-45.
Schankerman, Mark, and Ariel Pakes. 1986. “Estimates of the Value of Patent Rights in European Countries During the Post-1950 Period.” The Economic Journal, 96(384): 1052-76.
Sloan, Paul. 2006. “The Patent Machine.” Business 2.0., 7(6): 72-4.
Sneed, Katherine A., and Daniel K. N. Johnson. 2009. “Selling Ideas: the Determinants of Patent Value in an Auction Environment.” R&D Management, 39(1): 87-94.
Sullivan, Richard J. 1994. “Estimates of the Value of Patent Rights in Great Britain and Ireland, 1852-1876.” Economica, 61(241): 37-58.
Trajtenberg, Manuel. 1990. “A Penny for Your Quotes: Patent Citations and the Value of Innovations.” The RAND Journal of Economics, 21(1): 172-87.
Viscounty, Perry J., Michael Woodrow De Vries, and Eric M. Kennedy. 2006. “Patent Auctions: Emerging Trend?” The National Law Journal, 27(86): S12.
Wu, Ming-Cheng, and Chun-Yao Tseng. 2006. “Valuation of Patent - a Real Options Perspective.” Applied Economics Letters, 13(5): 313-8.
二、網頁部份
Delphion專利全文資料庫http://www.delphion.com/
ICAP Ocean Tomo http://icapoceantomo.com/
Ocean Tomo http://www.oceantomo.com/
United States Patent and Trademark Office (USPTO) http://www.uspto.gov/
經濟部智慧財產局 http://www.tipo.gov.tw/
指導教授 陳忠榮(Jong-Rong Chen) 審核日期 2010-7-4
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