English  |  正體中文  |  简体中文  |  Items with full text/Total items : 72271/72271 (100%)
Visitors : 23085755      Online Users : 659
RC Version 7.0 © Powered By DSPACE, MIT. Enhanced by NTU Library IR team.
Scope Tips:
  • please add "double quotation mark" for query phrases to get precise results
  • please goto advance search for comprehansive author search
  • Adv. Search
    HomeLoginUploadHelpAboutAdminister Goto mobile version

    Please use this identifier to cite or link to this item: http://ir.lib.ncu.edu.tw/handle/987654321/67532

    Title: 金控法規範的利害關係人非授信交易之探討;A Study on the Non-Credit Transactions with Related Parties Regulated by Financial Holding Company Act
    Authors: 王美玲;Wang,Mei-Ling
    Contributors: 財務金融學系在職專班
    Keywords: 金控法;利害關係人;非授信交易;Financial Holding Company Act;Related Parties;Non-Credit Transactions
    Date: 2015-06-23
    Issue Date: 2015-07-30 20:56:53 (UTC+8)
    Publisher: 國立中央大學
    Abstract: 金融機構扮演著資金來源與供給的重要角色,若經營者濫用職權,發生利害關係人非常規交易弊案,不但損及股東權益,更影響金融機構經營與發展。金控法第45條規範目的係在避免金融控股公司或其子公司與利害關係人之間利益輸送,以保護其他股東或債權人權益。
    ;Financial institutions play an important role in funding sources and supply. If the manager abuses rights, it will occur the scandal of Non-Arm’s Length transactions, which not only damages the shareholder’s equity but also affects the operation and development of financial institutions. The specification of Financial Holding Company (FHC) Act 45 aims to avoid the transference of benefits between financial holding companies or their subsidiaries and any interested party, in the purpose to protect the rights of other shareholders or creditors.
    The regulations and explanations of non-credit transactions with related parties change frequently. There are many controversial regulations and implementation difficulties in practice , especially the identification of substantial related-party and the third related-party. Through collecting the relative explanations and relevant literature, this thesis studies the legislative purpose and influence of the regulation of related-party transactions in the FHC Law, and analyzes the suitability of penalty cases. Finally, some of the recommendations from the FHC Act on related-party transactions are proposed in order to conform to practice and reduce risk , so that the regulation on related-party transactions are able to provide positive benefits rather than lead the financial holding group to have the evasive attitude.
    Appears in Collections:[財務金融學系碩士在職專班] 博碩士論文

    Files in This Item:

    File Description SizeFormat

    All items in NCUIR are protected by copyright, with all rights reserved.

    社群 sharing

    ::: Copyright National Central University. | 國立中央大學圖書館版權所有 | 收藏本站 | 設為首頁 | 最佳瀏覽畫面: 1024*768 | 建站日期:8-24-2009 :::
    DSpace Software Copyright © 2002-2004  MIT &  Hewlett-Packard  /   Enhanced by   NTU Library IR team Copyright ©   - Feedback  - 隱私權政策聲明